BARNETT & MAY

The audit scope was therefore developed with consideration of: • Requirements of the Project Approval(s) • Relevant correspondence from DPE (provided by the Auditee); • Inputs provided by the Stakeholders consulted as part of this IEA; • Review of the findings of the previous IEA; and • The Auditor’s experience in relation to relevant industry practices. [...] Table 2 - Post Approval Audit Guidelines Section Independent Audit Report Requirements Addressed Version Control 1) the application number of the project; Section 3 2) each version or revision number of the report; Page iii 4.1 3) the date on which the report was prepared and issued to the Page iii Department; and 4) the title and name of the person who certified the Independent Audit Section 3.1. [...] 4.2 Contents Introduction – a brief overview of the audit including: Section 1.1 1) background of the project; Section 4.3.1 and 2) the audit team (including qualifications and experience); 4.2.1 Appendix E 3) the objectives of the audit; Section 1.2 4) the audit scope; and Section 1.3 5) the temporal period covered by the audit. [...] Non-Compliance Note: Where the auditor has not been able to collect enough verifiable evidence to demonstrate that the intent and all elements of the requirement of the regulatory approval have been complied with within the scope of the audit. [...] Department); Environmental Representative – b) as may be requested by the Secretary, DPHI did not request the ER to DPHI did not request the ER to assist in assist the Department in the resolution of assist in the resolution of any the resolution of any community Not Triggered community complaints; and community complaints during the complaints during the audit period.